Checklists for Preparation of IPO Registration Statement

The recently updated chapter on Registered Public Offering of Securities (Chapter 288) now includes drafting (§ 288:149.24) and review (§ 288:149.25) checklists for a registration statement for the initial public offering of a smaller reporting company.  These checklists can be used to ensure that all applicable disclosure requirements have been satisfied and as a tool for educating clients about the information they will need to prepare in order for their registration statement to be complete.  Updates have also been made to the board of directors’ resolutions for filing of a registration statement and related matters (§ 288:154) to highlight certain optional topics that the board may wish to address in specific circumstances.

 

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